SEC Targets State Street on Usage of Consultants and Lobbyists
Posted on 06/19/2015
The U.S. Securities and Exchange Commission (SEC) had served a Wells notice to Boston-based State Street Corporation. The notice is for informing State Street that SEC employees plan to ask the commission for authorization to bring a civil enforcement action that would allege violations of U.S. securities laws. It is important to note that receiving […]
- America
- legal
- lobbyist
- Ohio Public Employees Retirement System
- pension
- Public Pension
- SEC
- securities law
- State Street
- State Teachers Retirement System of Ohio