REVEALED: SEC Hits BNY Mellon on Alleged FCPA Violation
Posted on 01/23/2015
U.S. financial institutions are at greater risk of violating the U.S. Foreign Corrupt Practices Act (FCPA), as the Securities and Exchange Commission (SEC) increases staff resources and banks conduct more business overseas. It has been revealed publicly the SEC has issued Wells notices to a number of current and former employees of BNY Mellon. A […]
